IT Audit for Credit Unions

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Member PriceNon-Member PriceDescription
$200.00 Live Webinar
$200.00 Archived Webinar + Free CD ROM
$250.00 BOTH Live Webinar and Archived Webinar + Free CD ROM
$169.00 For CUs Less Than $20M in Assets - Archived Webinar ONLY
   

Wednesday, May 28, 2014

9:00 am – 10:30 am HST
12:00 pm – 1:30 pm PT
1:00 pm – 2:30 pm MT
2:00 pm – 3:30 pm CT
3:00 pm – 4:30 pm ET

Did you know that the NCUA depends upon the quality of your audit(s) to reduce the amount of time they spend at your credit union?

“An effective IT audit function may also reduce the time examiners spend reviewing areas of the institution during examinations. Ideally, the audit program would consist of a full-time, continuous program of internal audit coupled with a well-planned external auditing program.” (FFIEC, 2007)

Whether you conduct audits yourself or outsource them, you are required to test and verify the security controls you have in place. How do you select an auditor that can keep up with new cyber attacks and technologies? How do you effectively audit BSA, ACH, ERM, and other risk-based programs? Is there an auditing process that promotes quality and efficiency? Are there auditing tools that can help? What does audit policy and program documentation look like? The “M” in the CAMEL rating is partly determined by the quality of your IT examination and effective auditing is vital for a successful examination. Join us to learn the most efficient ways to complete audits and instill confidence in the NCUA.

Continuing Education: Attendance verification for CE credits upon request

HIGHLIGHTS

  • Review IT audit laws and NCUA and FFIEC audit regulations
  • Top audit issues that cause problems and inefficiencies
  • Efficient audit processes for the following types of audits:
    • IT audits and penetration tests
    • Vendor and vulnerability assessments
    • Social engineering and identity theft red flags
    • Configuration standards tests
    • Web and wireless tests
    • ACH and BSA
  • Review effective audit policy and IT audit best practices for credit unions
  • Leading tools to show the new way audits are being completed
  • How your IT audit program should leverage IT risk assessment to scope your IT audit
  • How to run an effective Audit Committee
  • The role of the board and the IT Committee with the audit function and Audit Committee
  • NCUA audit examination procedures

  • TAKE-AWAY TOOLKIT
    • Sample IT audit policy
    • IT audit best practices cheat sheet
    • Employee training log
    • Quiz you can administer to measure staff learning and a separate answer key

WHO SHOULD ATTEND?

This informative session is best suited for those responsible for the audit function. It is also relevant for IT personnel, COOs, CEOs, chief risk officers, chief information officers, chief technology officers, information security officers, chief compliance officers, operations officers, and board members.

PLEASE NOTE
Webinar content is subject to copyright and intended for your individual credit union’s use only.

MEET THE PRESENTER

Dr. Kevin StreffDr. Kevin Streff
Secure Banking Solutions

 
View Shopping CartView Registration Options and Pricing
Member PriceNon-Member PriceDescription
$200.00 Live Webinar
$200.00 Archived Webinar + Free CD ROM
$250.00 BOTH Live Webinar and Archived Webinar + Free CD ROM
$169.00 For CUs Less Than $20M in Assets - Archived Webinar ONLY