Thursday, December 5, 2013
10:00 am – 11:30 am HST
12:00 pm – 1:30 pm PT
1:00 pm – 2:30 pm MT
2:00 pm – 3:30 pm CT
3:00 pm – 4:30 pm ET
Your credit union should view a regulatory examination as an opportunity to show off your operations, instead of treating it as an enemy invasion. How much time and effort is diverted from member service every time you prepare for an examination? Regulators are more risk averse now than ever, and credit unions are feeling increased pressure. While examiners are spending more time in your office, you are spending more time away from your core mission. But with smart preparation, more scrutiny doesn’t have to mean more time spent on compliance.
Don’t forget that regulatory examinations are open book tests! Regulators are not trying to surprise you and they provide plenty of notice of their intended targets – if you know where to look. This webinar will cut through the “regulatory speak” and show how concentrated preparation around key regulatory and operational issues can put examiners at ease and get you back to member service. This session will review the current regulatory climate and core regulatory concerns, as well as reveal the best practices for planning, preparing, and engaging the examination team. Don’t be ill prepared for the new realities of credit union examinations.
Continuing Education: Attendance verification for CE credits upon request
- Understanding and presenting the credit union’s risk profile
- Recent regulatory examination guidance
- Examination trends and hot topics
- Hidden secrets of the examination manual
- Utilizing NCUA’s AIRES questionnaires
- Best practices for preparing your key process stakeholders
- TAKE-AWAY TOOLKIT
- Examination preparation checklist
- Employee training log
- Quiz you can administer to measure staff learning and a separate answer key
WHO SHOULD ATTEND?
This informative session is designed for executives, senior management, compliance staff, lenders, finance personnel, internal auditors, and anyone involved in examination preparation.
Webinar content is subject to copyright and intended for your individual credit union’s use only.
MEET THE PRESENTER
Reed & Jolly, PLLC